Reporting to the Manager Debt, Equity & Other Schemes, the selected candidate will be responsible for:

Review applications for approval of equity and debt instruments and for the registration of Collective Investment Schemes.
Review prospectuses to ensure that the information to the public is accurate and complete and provides full disclosure of material facts Review applications for licensing for market institutions and intermediaries.
Review applications for private transfers of securities.
Review notices, announcements and advertisements by market intermediaries and listed companies and make recommendations of the suitability for publication.
Liaise with the Market Supervision Department to carry out due diligence with regard to the appointment of proposed directors and key personnel of market intermediaries.
Update and maintain the Contact Details and Movement of Key Personnel Database on a regular basis.
Any other duties as may be assigned from time to time

Minimum Qualifications and Experience

Bachelor’s Degree in Law, Finance or business-related.
Minimum of one year of relevant experience would be an added advantage

Key skills, Knowledge & Competencies

Display honesty, transparency, and integrity in all dealings
Show initiative and meet all deadlines with high-quality work
Demonstrate good communication skills and teamwork
Always dedicated to confidentiality.
  • Finance
  • Accounting
  • Audit